SEC vs. Emilio Francisco, PDC Capital Group, LLC, et al
Home Chinese

本网站最近更新日期为2017年11月8日。

本网站的建立旨在促进PDC Capital Group,LLC(以下简称“公司”)的投资人、债权人与其永久接管人Thomas Seaman(以下简称"接管人")之间有效的沟通。 Seaman先生是由美国加利福尼亚州中部联邦地区法院南部分院于2017年1月5日在SEC的执法诉讼行动中指定的。美国证券交易委员会(以下简称“SEC”或原告)指控Emilio Francisco; PDC Capital Group, LLC(资本集团有限责任公司) ; Caffe Primo International, Inc.(Caffe Primo 国际股份有限责任公司); Sal Assisted Living, LP(老年辅助生活有限合伙公司); Sal Carmichael, LP(有限合伙公司); Sal Citrus Heights, LP(有限合伙公司); Sal Kern Canyon, LP(有限合伙公司); Sal Phoenix, LP(有限合伙公司); Sal Westgate, LP(有限合伙公司); Summerplace At Sarasota, LP(避暑山庄有限合伙公司); Summerplace At Clearwater, LP(避暑山庄有限合伙公司); Summerplace At Correll Palms, LP(避暑山庄有限合伙公司); TRC Tucson, LP(有限合伙公司); Clear Currents West, LP(有限合伙公司); Caffe Primo Management, LP(有限合伙公司); Caffe Primo Management 102, LP(有限合伙公司); Caffe Primo Management 103, LP(有限合伙公司); Caffe Primo Management 104, LP(有限合伙公司); Caffe Primo Management 105, LP(有限合伙公司); Caffe Primo Management 106, LP(有限合伙公司); Caffe Primo Management 107, LP(有限合伙公司); and Caffe Primo Management 108, LP(有限合伙公司), et al (以下统称为被告)。案件编号为SACV 16-02257-CJC(DFMx)。 此案件是由法官Cormac J. Carney审理的。

SEC在其 诉讼[文档号1] 中指控被告所从事的交易,行动,做法和业务过程违了“证券法” Section 17(a) of the Securities Act, 15 U.S.C. § 77q(a); "交易法" Section 10(b) of the Exchange Act, 15 U.S.C. § 78j(b); 以及证券交易法的规则10b-5, 17 C.F.R. § 240.10b-5。 2017年1月5日法官Cormac Carney 还命令冻结被告及其子公司和附属机构的资产,并颁布了 临时限制令[文档号17](简称“TRO”)。TRO限制和禁止被告违反证券法,并命令他们提供其资产帐目记录。 TRO还指定Thomas A. Seaman为接管人。

最近的更新是以时间倒序排列的:
新!

RECEIVER'S MOTION TO REQUIRE ERIC CHESS BRONK, ESQ. TO TURNOVER DOCUMENTS
On October 27, the Receiver filed his NOTICE OF MOTION AND MOTION FOR ORDER REQUIRING TURNOVER OF DOCUMENTS BY ERIC CHESS BRONK, ESQ. OR, IN THE ALTERNATIVE, FOR ORDER TO SHOW CAUSE RE: CIVIL CONTEMPT FOR FAILURE TO COMPLY WITH PRELIMINARY INJUNCTION (Re: Dkt. No. 36) [DKT. NO. 118], accompanied by his attorney's DECLARATION OF EDWARD G. FATES IN SUPPORT OF MOTION FOR ORDER REQUIRING TURNOVER OF DOCUMENTS BY ERIC CHESS BRONK, ESQ. OR, IN THE ALTERNATIVE, FOR ORDER TO SHOW CAUSE RE: CIVIL CONTEMPT FOR FAILURE TO COMPLY WITH PRELIMINARY INJUNCTION (Re: Dkt. No. 36) [DKT. NO. 118-1]. The hearing for this motion has been calendared for December 4, 2017, at 1:30 pm.

MOTION TO APPROVE SALE OF SARASOTA PROPERTY
(Re-calendared to Dec. 4, 2017!)
On October 11, 2017, the Receiver filed the following documents with the Court in support of his motion to sell the property located at 5710 Draw Lane, Sarasota, FL which is owned by the receivership entities Summerplace at Sarasota, LP and Summerplace at Sarasota, LLC. The hearing date for this motion has been re-calendared for December 4, 2017. The documents filed with the Court are as follows:

    NOTICE OF SALE OF REAL ESTATE AND REQUEST FOR OVERBIDS
    Property located at 5710 Draw Lane, Sarasota, Sarasota County, Florida (owned by Summerplace at Sarasota, LP and Summerplace at Sarasota, LLC)

    In the action pending in U.S. District Court for the Central District of California, Case No. SACV 16-02257-CJC (DFMx), Securities and Exchange Commission v. Emilio Francisco, PDC Capital Group, LLC, et al., notice is hereby given that the court-appointed receiver for Summerplace at Sarasota, LP and Summerplace at Sarasota, LLC will seek confirmation of the sale of land located at 5710 Draw Lane, Sarasota, Sarasota County, Florida for $1,425,000, subject to an overbid auction. The minimum bid price at the auction will be $1,525,000, with incremental bids of $15,000. The hearing to confirm the sale and the auction will take place on December 4, 2017, at 1:30 p.m. Pacific Time in the courtroom of the Honorable Cormac J. Carney located at 411 W. Fourth St., Santa Ana, CA, 92701, Courtroom 9B, 9th Floor (or at such time and place as the Court directs.) To qualify as a bidder at the auction, prospective buyers must: 1) execute a non-contingent purchase and sale agreement, a copy of which may be obtained from the Receiver's broker Marcus & Millichap, attention Krone Weidler at (813) 387-4767 or Krone.Weidler@marcusmillichap.com, or Louis Tsunis at (813) 387-4777 or Louis.Tsunis@marcusmillichap.com; 2) make a non-refundable earnest money deposit of $150,000, which is applicable to the sale price and refundable immediately to unsuccessful overbidders; and 3) provide proof of liquid funds sufficient to conclude the sale as soon as practicable following Court approval on or about December 4, 2017. All bidders must be qualified by 4:00 p.m. Pacific Time on November 22, 2017, by submitting the foregoing to Thomas Seaman Company at 3 Park Plaza, Suite 550, Irvine, California, 92614.

FIRST INTERIM FEE APPLICATION OF THE RECEIVER; FEE APPLICATIONS OF RECEIVER'S ATTORNEYS AND PROFESSIONALS
On August 25, 2017, the Receiver filed with the Court his FIRST INTERIM FEE APPLICATION OF THOMAS A. SEAMAN, COURT-APPOINTED RECEIVER, FOR PAYMENT OF FEES [Dkt. No. 103]. From January 5, 2017, through April 30, 2017 (the "First Application Period"), the Receiver and his agents spent 1,520.5 hours executing the duties set forth in the Temporary Restraining Order entered on January 5, 2017 ("TRO"). The Receiver seeks approval of 100% of fees and approval to pay 90% of fees. The Receiver does not seek reimbursement of any expenses.

The Receiver's attorneys, Allen Matkins Leck Gamble Mallory & Natsis, also filed with the Court their FIRST INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS, GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES [Dkt. No. 104]. During the First Application Period the attorneys worked 678.2 hours on behalf of the receivership estate and request the Court approve 100% of fees and expenses on an interim basis and an order authorizing the Receiver to pay, on an interim basis, 80% of fees incurred and 100% of expenses incurred.

The Receiver's consultants, Berkeley Research Group, LLC, also filed with the Court their FIRST INTERIM FEE APPLICATION OF BERKELEY RESEARCH GROUP, LLC [Dkt. No. 105]. During January 1, 2017, through April 30, 2017 (the "First Application Period"), the consultants worked 117.2 hours on behalf of the receivership estate and request the Court approve 100% of fees and expenses on an interim basis and an order authorizing the Receiver to pay, on an interim basis, 90% of fees and 100% of expenses incurred.

Along with these applications the Receiver filed his NOTICE OF HEARING ON INTERIM FEE APPLICATIONS OF THE RECEIVER AND HIS PROFESSIONALS FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES [Dkt. No. 106]. The hearing for these applications is calendared for 1:30 p.m., October 2, 2017.

关于授权接管人将接管资产上市出售的命令
2017年8月23日,法官Carney颁布了批准接管人的动议的命令,命令授权接管人将接管资产上市出售、 建立销售程序以及招聘经纪人[文档号 269]

接管人对反对其关于授权接管人将接管资产上市出售命令的动议的答复
2017年7月28日,接管人提交了接管人对被告EMILIO FRANCISCO, MCC US, INC.和LINCOLN投资人反对其关于授权接管人将接管资产上市出售、 建立销售程序以及招聘经纪人命令的动议的答复[文档号 93]。有关此动议的审理日期为2017年8月14日下午1:30。

接管人反对MCC U.S.INC.关于命令解除暂停司法程序的动议
2017年7月24日,接管人提交了接管人反对MCC U.S.INC.关于命令解除暂停司法程序的动议[文档号 88]以及THOMAS A.SEAMAN有关支持接管人反对MCC U.S.INC.关于命令解除暂停司法程序的动议的声明[文档号 89]。有关此动议的审理日期为2017年8月14日下午1:30。

关于出售接管资产的动议
2017年7月7日,接管人提交了接管人关于授权其出售接管资产, 建立销售程序, 以及招聘经纪人命令的动议的通知[文档号 81]。有关此动议的审理日期为2017年8月14日下午1:30。

接管人的第二份中期报告及建议
2017年6月7日,接管人向法院提交了截至2017 年5月31日接管人的第二份中期报告及建议[文档号68]

致投资者函
2017 年4月14日接管人发表了接管人致投资者函。涵盖的主题是Caffe Primo餐厅和辅助生活项目的状态。接管人在获得信息后,或在提出对项目有影响的交易建议后,接管人将继续在接管人的PDC网站上更新信息。接管人还将向联邦地区法院起草报告,就如何进行每个项目提出建议。

对所有被告的临时禁令
2017年1月23日,法官正式签署了对所有被告的临时禁令[文档号36](简称“PI”)。PI继续冻结资产,禁止被告出售证券,禁止被告破坏资产。PI还指定Thomas Seaman为永久接管人,并命令他继续管控资产,向法院和美国证券交易委员会提供被告资产和财务状况的帐目记录。

接管人的首份临时报告和建议
2017年1月20日,接管人向法院提交了其 接管人的首份临时报告及建议[文档号32]

SEC vs. Emilio Francisco, PDC Capital Group, LLC, et al